Donald M. Thompson - Securities Arbitration - Claims Against Securities Brokers and Investment Advisers
SECURITIES ARBITRATION -
CLAIMS AGAINST SECURITIES BROKERS
AND INVESTMENT ADVISERS
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Breach of Fiduciary Duty

Breach of fiduciary duty is actionable in Illinois.

Brokers are fiduciaries for their customers in certain circumstances.

  • when executing orders;
  • when undertaking to render investment advice or investment management;
  • when exercising discretionary authority over a customer's account.

  

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Donald M. Thompson * 55 W. Monroe #3950; Chicago, IL 60603
Ph: 312-782-0844 * Fax: 312-201-1436 * Email: donthompsonlaw@sbcglobal.net