Donald M. Thompson - Securities Arbitration - Claims Against Securities Brokers and Investment Advisers
SECURITIES ARBITRATION -
CLAIMS AGAINST SECURITIES BROKERS
AND INVESTMENT ADVISERS
Bad Advice or Research

Brokers must have a reasonable basis for the recommendation of a security. This means the broker must have actual knowledge of the facts concerning the security and the facts must support the recommendation. Any special compensation the broker is receiving for the recommendation or any conflicts of interest must be disclosed.

 

|| Back to Types of Claims || Back to Other Information ||
|| See My Business Law Web Site ||
|| See My Probate Web Site || See My Wills, Trusts, and Estate Planning Web Site ||

Donald M. Thompson * 55 W. Monroe #3950; Chicago, IL 60603
Ph: 312-782-0844 * Fax: 312-201-1436 * Email: donthompsonlaw@sbcglobal.net